My Team

As a Wealth Management Advisor for Northwestern Mutual , I am committed to helping my clients whether they are concerned for their own financial needs or those of their family or business. I don't do it alone. Here you will find a listing of the people who help make it happen.

Together, we stand committed to providing the best customer service possible. If you have a problem or need assistance at any time, please let us know.

Katie L Bailin

Katie L Bailin

Director of Investment Operations and Services
Office 646-366-6573

Katie joined my team in 2014 as my Director of Client Services. She is committed to developing strong relationships with clients and aims to make every client interaction as smooth and easy as possible.  Do not hesitate to call or email her with any questions or needs.

Katie holds her Life and Health Insurance License and her Series 6 & 63


Ashleigh Nicole Richards

Service Coordinator
Office 212-819-1800

James B Bailin, CLTC®, CLU®

Wealth Management Advisor


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck